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Richard A. Perez

MATTERS CAPITAL LLC
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 4246334
RP

Professional summary

Richard A Perez is a registered financial advisor currently at MATTERS CAPITAL LLC located in Miami, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Richard has worked at 4 firms and has passed the Series 65, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard A Perez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2025 - Present

MATTERS CAPITAL LLC

Office #1: 999 Brickell Ave, Miami, FL 33131
RIA
CRD#: 333776
MIAMI, FL
Past

April 10, 2023 - February 13, 2025

CYNOSURE GROUP, LLC

RIA
CRD#: 281399
Coral Gables, FL
Past

June 1, 2021 - April 25, 2023

SVB WEALTH

RIA
CRD#: 172832
Miami, FL
Past

October 4, 2000 - April 8, 2009

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MATTERS CAPITAL LLC
MATTERS CAPITAL LLC | MATTERS CAPITAL MANAGEMENT, LLC | MATTERS CAPITAL MANAGEMENT

CRD#: 333776 / SEC#: 801-132025

RIA
Registered Investment Advisory firm - (2/24/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/1/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/16/2001
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/2000
General Securities Representative Examination

Current Firm

MC
MATTERS CAPITAL LLC
MATTERS CAPITAL LLC | MATTERS CAPITAL MANAGEMENT, LLC | MATTERS CAPITAL MANAGEMENT

CRD#: 333776 / SEC#: 801-132025

RIA
Registered Investment Advisory firm - (2/24/2025 Approved)
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Contact information

Main Address
999 Brickell Ave, Miami, FL 33131
Mailing Address
Phone number
(305) 528-3701
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MATTERS CAPITAL MANAGEMENT, LLC DISCLOSURE BROCHURE (6/24/2025)

Regulatory assets under management

Total Number of Accounts44
AUM (Assets Under Management)$ 174,299,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MATTERS CAPITAL LLC

CRD#: 333776Miami, FL 33131

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