David J. Reyna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Jesus Reyna, who also goes by David Reyna, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2011 - February 16, 2012
SCF INVESTMENT ADVISORS, INC.
May 11, 2011 - February 16, 2012
SCF SECURITIES, INC.
December 14, 2009 - May 10, 2011
FINANCIAL ADVISERS OF AMERICA, LLC
December 10, 2009 - May 10, 2011
FINANCIAL ADVISERS OF AMERICA, LLC
November 11, 2008 - December 17, 2009
OSAIC WEALTH, INC.
July 11, 2007 - December 17, 2009
OSAIC WEALTH, INC.
January 25, 2007 - April 2, 2007
SECURITIES AMERICA ADVISORS, INC.
January 10, 2007 - April 2, 2007
SECURITIES AMERICA, INC.
March 29, 2006 - January 8, 2007
PFIC SECURITIES CORPORATION
June 23, 2004 - March 30, 2006
SECURITIES AMERICA, INC.
May 7, 2003 - May 5, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
January 14, 2002 - April 10, 2003
ALLIANZ LIFE FINANCIAL SERVICES, LLC
May 15, 2001 - December 21, 2001
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
