Brian R. Glass
Professional summary
Brian Robert Glass is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Robert Glass's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2021 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003September 9, 2013 - July 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 14, 2013 - July 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2009 - July 26, 2013
WELLS FARGO SECURITIES, LLC
January 14, 2008 - July 1, 2009
WELLS FARGO SECURITIES, LLC
November 28, 2000 - December 14, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2023)
(8/25/2025)
(7/22/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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