Brian W. Koonce
Professional summary
Brian William Koonce, CFP® is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian William Koonce's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2020 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660January 13, 2020 - April 13, 2020
THE LEADERS GROUP, INC.
September 6, 2011 - February 1, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 29, 2009 - August 26, 2011
THE LEADERS GROUP, INC.
January 7, 2008 - June 11, 2009
NRP FINANCIAL, INC.
November 6, 2006 - January 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 17, 2005 - September 1, 2006
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
October 14, 2004 - April 27, 2005
EQUITABLE ADVISORS, LLC
March 15, 2001 - September 27, 2004
EQUITABLE DISTRIBUTORS, LLC
October 1, 2000 - March 12, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 6, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2020)
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Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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