Leonard G. Simon
Professional summary
Leonard Gerald Simon, who also goes by Leonard G Simon, Leonard Simon, is a registered financial advisor currently at KEYSTONE WEALTH ADVISORS, LLC located in Reno, Nevada.
Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Leonard has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leonard Gerald Simon's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2022 - Present
KEYSTONE WEALTH ADVISORS, LLC
Office #1: 401 Ryland Street Suite #300, Reno, NV 89502April 19, 2018 - April 29, 2022
MML INVESTORS SERVICES, LLC
February 6, 2018 - April 29, 2022
MML INVESTORS SERVICES, LLC
March 5, 2014 - December 21, 2017
MML INVESTORS SERVICES, LLC
January 21, 2014 - December 21, 2017
MML INVESTORS SERVICES, LLC
May 21, 2009 - December 17, 2013
WADDELL & REED
May 20, 2009 - December 17, 2013
WADDELL & REED
December 20, 2002 - May 21, 2009
NEW ENGLAND SECURITIES
December 2, 2002 - May 21, 2009
NEW ENGLAND SECURITIES
December 13, 1997 - November 20, 2002
PRUCO SECURITIES, LLC.
November 15, 1993 - November 20, 2002
PRUCO SECURITIES, LLC.
January 21, 1991 - November 8, 1993
LOCUST STREET SECURITIES, INC.
February 19, 1988 - February 6, 1991
MML INVESTORS SERVICES, LLC
May 21, 1986 - February 23, 1988
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
April 16, 1986 - May 2, 1986
MUTUAL SERVICE CORPORATION
June 7, 1985 - April 11, 1986
LOWRY FINANCIAL SERVICES CORPORATION
January 10, 1985 - May 30, 1985
SIGNATOR INVESTORS, INC.
January 2, 1968 - November 7, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/27/1967
Registered Representative ExaminationCurrent Firm
KEYSTONE WEALTH ADVISORS, LLC
CRD#: 317823 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 25,999,000 |
Red Flags
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