EV
Eric J. Viavattene
KINGSLY CAPITAL
SCOTTSDALE, AZ 85254
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CRD#: 4245523
EV
Professional summary
Eric James Viavattene is a registered financial advisor currently at KINGSLY CAPITAL, LLC located in Scottsdale, Arizona and ALMANACK INVESTMENT PARTNERS located in Scottsdale, Arizona.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Eric has worked at 11 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kingsly Partners; Investment Related; 1209 Orange Street, Wilmington, DE 19801; General Partner of a pooled investment; Vice President & COO; 5 hours per month; 5 hours during trading hours; Administrative duties 2) Haven Charitable, Inc.; Investment related; 9375 E. Shea Blvd., Suite 100, Scottsdale, AZ 85260; Donor Advised Fund; Vice President & Treasurer; 12/2020; 8 hours per month; 8 hours during trading hours; Managing the day to day operations of the fund 3) Kingsly Capital, LLC; Investment related; 6040 E. Hodges Street, Cave Creek, AZ 85331; RIA firm, Vice President & COO, 8 hours per month; 8 hours during trading hours; Managing the day to day operations of the RIA. 4) Phoenix Wealth Management, PLLC; Investment related; 15051 N. Kierland Blvd., Floor 3, Scottsdale, AZ 85254; President & CEO; 120 hours per month; 8 hours during trading hours; Managing the day to day operations of the company. DBA. 5) Licensed Insurance Agent offering insurance products-Commissions received
CRS (Client Relationship Summary) - RIA
Click below to view Eric James Viavattene's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2020 - Present
KINGSLY CAPITAL, LLC
Office #1: 15051 N. Kierland Blvd. Floor 3, Scottsdale, AZ 85254RIA
CRD#: 311796
SCOTTSDALE, AZ
Current
February 29, 2024 - Present
ALMANACK INVESTMENT PARTNERS
Office #1: 15051 N. Kierland Blvd Suite 301, Scottsdale, AZ 85254RIA
CRD#: 282428
Scottsdale, AZ
Past
April 22, 2021 - January 24, 2024
DOBBINS WEALTH MANAGEMENT, PLLC
RIA
CRD#: 313558
Phoenix, AZ
Past
June 9, 2014 - May 10, 2021
SAGEGUARD FINANCIAL GROUP, LLC
RIA
CRD#: 160266
GOODLETTSVILLE, TN
Past
October 27, 2011 - June 23, 2014
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PHOENIX, AZ
Past
September 27, 2011 - June 23, 2014
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PHOENIX, AZ
Past
March 18, 2010 - September 6, 2011
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
PHOENIX, AZ
Past
February 26, 2010 - September 6, 2011
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
PHOENIX, AZ
Past
April 30, 2007 - December 31, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
PHOENIX, AZ
Past
January 4, 2007 - December 31, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
PHOENIX, AZ
Past
May 22, 2001 - January 19, 2007
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SCOTTSDALE, AZ
Past
September 26, 2000 - April 27, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 26, 2000 - April 27, 2001
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALMANACK INVESTMENT PARTNERS
ALMANACK FAMILY OFFICE | WWG ADVISORS | WHITE KNIGHT CAPITAL | VERITY WEALTH ADVISORS | VERECAN | TRITIUM CAPITAL PARTNERS, LLC | SEMPER FI WEALTH PARTNERS | POINT91 ASSET MANAGEMENT | PHOENIX WEALTH MANAGEMENT PLLC | PETERS WEALTH ADVISORS, LLC | NICHE FINANCIAL SERVICES, INC. | MICHAEL MALONE INVESTMENT ADVISORY | LANE ONE WEALTH MANAGEMENT | JUNTO WEALTH, LLC | FRONT STREET FINANCIAL, LLC | ASPECT PARTNERS | ASPECT LABS, LLC | ALMANACK INVESTMENT PARTNERS, LLC | ALMANACK INVESTMENT PARTNERS
CRD#: 282428 / SEC#: 801-107186
RIA
Registered Investment Advisory firm - (2/12/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(12/22/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AI
ALMANACK INVESTMENT PARTNERS
ALMANACK FAMILY OFFICE | WWG ADVISORS | WHITE KNIGHT CAPITAL | VERITY WEALTH ADVISORS | VERECAN | TRITIUM CAPITAL PARTNERS, LLC | SEMPER FI WEALTH PARTNERS | POINT91 ASSET MANAGEMENT | PHOENIX WEALTH MANAGEMENT PLLC | PETERS WEALTH ADVISORS, LLC | NICHE FINANCIAL SERVICES, INC. | MICHAEL MALONE INVESTMENT ADVISORY | LANE ONE WEALTH MANAGEMENT | JUNTO WEALTH, LLC | FRONT STREET FINANCIAL, LLC | ASPECT PARTNERS | ASPECT LABS, LLC | ALMANACK INVESTMENT PARTNERS, LLC | ALMANACK INVESTMENT PARTNERS
CRD#: 282428 / SEC#: 801-107186
RIA
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Contact information
Main Address
656 E Swedesford Road Suite 301, Wayne, PA 19087
Mailing Address
Phone number
(484) 580-2277
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,481 |
| AUM (Assets Under Management) | $ 773,350,051 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
