Lacey L. Roberts

INTEGRITY FINANCIAL ADVISORS

Edmond, OK 73071

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CRD#: 4245139

Professional summary

Lacey Lynn Roberts, who also goes by Lynn Roberts, Lacey Lynn Roberts-powell, is a registered financial advisor currently at INTEGRITY FINANCIAL ADVISORS, LLC located in Edmond, Oklahoma.

Lacey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lacey has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lynn Roberts | Lacey Lynn Roberts-Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA FOR SECURITIES BUSINESS: ROBERTS FINANCIAL PARTNERS GROUP, INVESTMENT RELATED: INSURANCE, 2524 N. BROADWAY SUITE 335, EDMOND, OK 73034,NATURE: MAY FROM TIME TO TIME OFFER FIXED INSURANCE PRODUCTS, POSITION: SALESPERSON/OWNER, START DATE: 01/09/2015, HOURS/MO: 120, HOURS/MO DURING MARKET HOURS: 90, DESCRIPTION: RR/IAR WITH AMERICAN GLOBAL WEALTH MANAGEMENT/CAPE INVESTMENT ADVISORY, FIXED INSURANCE SALES OCCASIONALLY Name: SafeInsure Plus, LLC (dba SafeInsure+) 2524 N. BROADWAY SUITE 335 EDMOND OK 74361 Owner, Start Date: 11/16/16, Hours/month: 40, During securities trading hours: yes, Duties: Oversee agency Bell & Associates: Sells life insurance 10 hours a month 14425 N 7th Street #101 Phoenix, AZ 85022

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lacey Lynn Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

INTEGRITY FINANCIAL ADVISORS, LLC

Office #1: 2524 N Broadway Suite 335, Edmond, OK 73071

RIA

CRD#: 313369

Edmond, OK

Past

August 8, 2017 - January 3, 2022

CAPE INVESTMENT ADVISORY, INC.

RIA

CRD#: 146384

Edmond, OK

Past

August 4, 2017 - January 3, 2022

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

CRD#: 7388

MCDONOUGH, GA

Past

March 30, 2017 - September 1, 2017

WBB SECURITIES, LLC

RIA

CRD#: 118440

SAN DIEGO, CA

Past

November 4, 2016 - September 1, 2017

WBB SECURITIES, LLC

CRD#: 118440

SAN DIEGO, CA

Past

January 9, 2015 - October 31, 2016

COINBASE CAPITAL MARKETS CORP

RIA

CRD#: 10722

Edmond, OK

Past

December 15, 2014 - October 31, 2016

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

Edmond, OK

Past

May 15, 2008 - December 8, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

EDMOND, OK

Past

May 9, 2008 - December 8, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

EDMOND, OK

Past

January 22, 2007 - February 29, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

OKLAHOMA CITY, OK

Past

January 18, 2007 - February 29, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

OKLAHOMA CITY, OK

Past

May 26, 2006 - January 9, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

OKLAHOMA CITY, OK

Past

May 23, 2006 - January 9, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

OKLAHOMA CITY, OK

Past

July 1, 2003 - May 15, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EDMOND, OK

Past

July 1, 2003 - May 15, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EDMOND, OK

Past

July 20, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

OKLAHOMA CITY, OK

Past

April 18, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 16, 2000 - May 10, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/3/2022)

IAR

Texas
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/15/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/15/2000

General Securities Representative Examination

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

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Contact information

Main Address

400 Tradecenter Suite 3990, Woburn, MA 01801

Mailing Address

Phone number

(978) 338-4830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFA ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 124,354,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lacey L. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lacey Lynn Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPE INVESTMENT ADVISORY, INC.

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

WBB SECURITIES, LLC

WBB SECURITIES, LLC

COINBASE CAPITAL MARKETS CORP

COINBASE CAPITAL MARKETS CORP

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

INTEGRITY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2001

Series 63

Date: 6/5/2001

SIE

Date: 10/1/2018

Series 31

Date: 5/15/2001

Series 7

Date: 11/15/2000

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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