Theodore D. Mattson
Professional summary
Theodore David Mattson, who also goes by Derek Mattson, is a registered financial professional currently at KEMA PARTNERS LLC located in Inverness, California.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 2000. Theodore has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore David Mattson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2009 - Present
KEMA PARTNERS LLC
December 3, 2008 - March 23, 2009
STANFORD GROUP COMPANY
April 28, 2008 - December 8, 2008
MONTGOMERY & CO., LLC
July 12, 2004 - April 25, 2008
B. RILEY SECURITIES, INC.
August 17, 2000 - June 28, 2004
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2009)
(7/13/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
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