Jeffery R. Little
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Ray Little, who also goes by Jeff Little, Jeffrey Little, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2000. Jeffery had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - July 18, 2025
VOYA FINANCIAL PARTNERS, LLC
February 6, 2015 - November 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 2015 - November 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 2000 - July 23, 2008
GPC SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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