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BS

Barry Simner

Some features on this profile are disabled
CRD#: 424493
BS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barry Simner was a registered financial professional .

Barry is a previously registered financial professional and started their career in finance in 1970. Barry had worked at 8 firms and has passed the Series 63, Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 20, 1996 - July 13, 2000

H2C SECURITIES INC.

BD
CRD#: 7169
ATLANTA, GA
Past

July 8, 1992 - November 28, 1994

EQUITYLINE SECURITIES, INC.

BD
CRD#: 14853
Past

October 18, 1989 - November 25, 1991

MCCARLEY AND ASSOCIATES, INC.

BD
CRD#: 16128
GREENVILLE, SC
Past

November 14, 1988 - August 26, 1989

EQUITYLINE SECURITIES, INC.

BD
CRD#: 14853
Past

July 21, 1984 - November 26, 1986

CONCORD ASSETS SECURITIES, INC.

BD
CRD#: 10533
Past

November 23, 1982 - June 11, 1986

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
Past

February 26, 1981 - September 1, 1982

INVESTORS SHELTERED SECURITIES, INC.

BD
CRD#: 6233
Past

July 23, 1970 - September 27, 1977

THE I.E.S. MANAGEMENT GROUP, INC.

BD
CRD#: 5256
Past

June 12, 1970 - February 1, 1971

ROGERS ASSOCIATES

BD
CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/25/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 8/7/1967
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 1/25/1971
General Securities Principal Examination

Current Firm

HS
H2C SECURITIES INC.
G EQUITY ENTERPRISES, INC. | PHILLIP GOLDSTICK INVESTMENTS GROUP LTD. | INTANGIBLE MARKETING, INC. | H2C SECURITIES INC. | G EQUITY INVESTMENT GROUP, LTD. | G EQUITY INVESTMENT GROUP LTD.

CRD#: 7169 / SEC#: , 8-19993

BD
Terminated by SEC on 05/31/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 05/15/1970
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DONOVAN, KIMBERLYCHIEF COMPLIANCE OFFICER4586476

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

H2C SECURITIES INC.

CRD#: 7169

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