Ronen Zakai
Professional summary
Ronen Zakai was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronen is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Ronen had worked at 4 firms, which includes PHX FINANCIAL INC., FIRST MERGER CAPITAL INC, GUNNALLEN FINANCIAL INC, GREAT EASTERN SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2012 - September 11, 2012
PHX FINANCIAL, INC.
April 16, 2010 - April 13, 2011
FIRST MERGER CAPITAL, INC
June 16, 2006 - November 4, 2009
GUNNALLEN FINANCIAL, INC
May 2, 2001 - June 20, 2006
GREAT EASTERN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/12/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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