Hanna L. Horenstein
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Woodland Hills, CA 91367
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CRD#: 4244493
Professional summary
Hanna Liza Horenstein, who also goes by Hanna Liza Segal, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Woodland Hills, California.
Hanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Hanna has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hanna Liza Segal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc., Virtuity Financial Partners is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. Virtuity Financial Partners Inc. 0916-Present / Investment Related: Yes / 1800 Century Park East Ste 600 Los Angeles, CA 90067 / Owner/ Owner, Secretary, Chief financial officer/ Hrs. Work Monthly: 20 / Sec Trading Hrs.: 2 / This is a WFG approved cobrand THE FINANCIAL FIRM; NOT INVESTMENT-RELATED; 50 WEST HILLCREST #224, THOUSAND OAKS, CA 91360; USE CURRENT ACTIVE MORTGAGE LIC TO REFER POTENTIAL CLIENTS TO THE OBA AND RECIEVE POTENTIAL COMMISSIONS; REFERRAL AGENT; 10/2013; 4 HRS/MONTH; PROVIDE POTENTIAL MORTGAGE CLIENTS TO OBA FOR REFFERAL FEE Hanna Liza Segal Horenstein/ 12.1.2017/ Agent/ 4553 La Tienda DR, Thousand Oaks CA 91362/ Group Health Insurance/ 3HRS/MTH/ Approved with Restrictions EXP WORLD HOLDING INC /0818-PRESENT / INVESTMENT RELATED: NO / 2219 RIMLAND DR. STE 301 BELLINGHAM, WA 98226 / REAL ESTATE AGENT / REAL ESTATE SALES. HOMES FOR LISTING AND PURCHASES / HRS WORK MONTHLY: 20 / SEC TRADING HRS: 1 / DEVELOPING PROPERTIES FOR EITHER PURCHASE OR SALE. AUTHOR - THE VIRTUITY EDGE: A COMPILATION OF SUCCESS. POSITION: Author NATURE: Success book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2019 ADDRESS: 515 Marin St, Suite 408, Thousand Oaks CA 91360, United States DESCRIPTION: Author
CRS (Client Relationship Summary) - RIA
Click below to view Hanna Liza Horenstein's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Hanna Liza Horenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 21300 Victory Blvd. Suite 120a, Woodland Hills, CA 91367RIA
BD
CRD#: 16164
Woodland Hills, CA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 21300 Victory Blvd. Suite 120a, Woodland Hills, CA 91367RIA
BD
CRD#: 16164
Woodland Hills, CA
Past
February 5, 2009 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
WESTLAKE VILLAGE, CA
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
WESTLAKE VILLAGE, CA
Past
October 16, 2000 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2023)
RR
California(1/6/2012)
IAR
California(1/6/2012)
RR
Connecticut(5/29/2025)
RR
District of Columbia(7/20/2022)
RR
Florida(1/25/2016)
RR
Georgia(7/30/2024)
RR
Hawaii(3/13/2025)
RR
Illinois(5/7/2025)
RR
Maine(1/30/2024)
RR
Maryland(6/26/2025)
RR
Massachusetts(8/1/2022)
RR
Montana(4/21/2023)
RR
New Jersey(1/6/2023)
IAR
New Jersey(1/9/2023)
RR
New Mexico(10/4/2024)
RR
New York(1/6/2012)
RR
North Carolina(5/29/2025)
RR
Ohio(7/22/2025)
RR
Oregon(6/21/2022)
RR
South Carolina(7/3/2023)
RR
Texas(6/21/2022)
IAR
Texas(6/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Woodland Hills, CA 91367TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
xxxxxxx
