Christopher H. Murrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Houston Murrey, who also goes by Christopher Houston Murrey Chris, Christopher Houston Watterson-murrey, was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 2000. Christopher had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 82, Series 62 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2013 - March 24, 2016
CAROLINA FINANCIAL SECURITIES, LLC
May 19, 2011 - October 24, 2011
CAROLINA FINANCIAL SECURITIES, LLC
April 30, 2010 - January 5, 2011
BURCH & COMPANY, INC
August 27, 2002 - December 31, 2003
BB&T INVESTMENT SERVICES, INC.
August 27, 2002 - December 31, 2003
BB&T INVESTMENT SERVICES, INC.
October 29, 2001 - February 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 2000 - August 31, 2001
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/28/2010
Corporate Securities Limited Representative ExaminationCurrent Firm
CAROLINA FINANCIAL SECURITIES, LLC
CRD#: 41970 / SEC#: , 8-49653
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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