Roberto G. Buchanan

FORTIUS FINANCIAL ADVISORS

SALT LAKE CITY, UT 84107

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CRD#: 4244111

Professional summary

Roberto G Buchanan is a registered financial advisor currently at FORTIUS FINANCIAL ADVISORS, LLC located in Salt Lake City, Utah.

Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Roberto has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NUVO VENTURES, LLC: INVESTMENT RELATED, 2711 E SHERWOOD DR SLC UT 84108 SINGLE PURPOSE ENTITY TO HOLD INVESTMENT IN PRIVATE SOFTWATER COMPANY. MANAGING MEMBER AS OF 5/2010 TO MANAGE INVESTMENT WITH MINIMAL TIME REQUIRED. CITIUS VENTURES, LLC: INVESTMENT RELATED, 2711 E SHERWOOD DR. SLC, UT 84108 LLC HOLDING COMPANY INVESTS AND HOLDS MULTIPLE PRIVATE EQUITY POSITIONS. MANAGING MEMBER SINCE 8/2009 WITH CONSULTING AND/OR BOARD DUTIES TO BUSINESS MANAGEMENT...2-5 HOURS PER MONTH AXIOM FINANCIAL, SINCE 3/2013, DIRECTOR OF SALES, 40 HOURS PER WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto G Buchanan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2004 - Present

FORTIUS FINANCIAL ADVISORS, LLC

Office #1: 4001 South 700 East Suite 554, Salt Lake City, UT 84107

RIA

CRD#: 128060

SALT LAKE CITY, UT

Past

December 3, 2003 - April 1, 2004

TAMAREN INVESTMENTS, LLC

CRD#: 118689

MARBLEHEAD, MA

Past

October 16, 2000 - February 24, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALT LAKE CITY, UT

Past

September 20, 2000 - February 24, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/9/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2000

General Securities Representative Examination

Current Firm

FORTIUS FINANCIAL ADVISORS, LLC

BOLLINGER & CO. | FORTIUS FINANCIAL ADVISORS, LLC | BOLLINGER & COMPANY CAPITAL PARTNERS, LLC

CRD#: 128060 / SEC#: 801-71571

RIA

Registered Investment Advisory firm - (8/12/2015 Terminated)

Florida

Registered Investment Advisory firm - (7/23/2015 Approved)

Utah

Registered Investment Advisory firm - (7/22/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4001 South 700 East Suite 554, Salt Lake City, UT 84107

Mailing Address

Phone number

(888) 365-7009

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 10,754,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roberto G. Buchanan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto G Buchanan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTIUS FINANCIAL ADVISORS, LLC

TAMAREN INVESTMENTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2000

Series 7

Date: 9/19/2000

Current Firm

FORTIUS FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTIUS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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