Ravi Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ravi Patel was a registered financial professional .
Ravi is a previously registered financial professional and started their career in finance in 2003. Ravi had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2020 - February 8, 2022
IDX MARKETS, LLC
March 15, 2016 - May 26, 2020
NATALLIANCE SECURITIES, LLC
July 16, 2013 - March 24, 2016
LPE SECURITIES, LLC
May 20, 2011 - November 5, 2013
CROSS POINT CAPITAL LLC
April 17, 2009 - May 25, 2011
ALADDIN CAPITAL LLC
November 11, 2003 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
IDX MARKETS, LLC
CRD#: 171357 / SEC#: , 8-69459
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
