Adolfo L. Uribe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adolfo Leon Uribe, who also goes by Adolfo L Uribe, was a registered financial professional .
Adolfo is a previously registered financial professional and started their career in finance in 2000. Adolfo had worked at 4 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2012 - May 7, 2013
DIRECT ACCESS PARTNERS LLC
May 4, 2006 - December 9, 2011
VFINANCE INVESTMENTS, INC
January 30, 2001 - May 8, 2006
STERLING FINANCIAL INVESTMENT GROUP, INC.
July 27, 2000 - February 2, 2001
INVESTORS ST.
State Registrations and Notice Filings
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Exams
Current Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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