Rajan B. Shah

SC WEALTH ADVISORS

Oakbrook Terrace, IL 60181

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CRD#: 4243578

Professional summary

Rajan Bhadresh Shah is a registered financial advisor currently at SC WEALTH ADVISORS located in Oakbrook Terrace, Illinois.

Rajan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Rajan has worked at 6 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE 5/2012 I HAVE BEEN WORKING AS SECURE CAPITAL MANAGEMENT USA LLC. I HAVE BEEN ASSISTING MY CLIENTS WITH LIFE INSURANCE, AND FIA/EIA ANNUITY PURCHASES. I USE FMO'S SUCH AS GAMEPLAN FINANCIAL, RETIREMENT INCOME NETWORK, AND FAIRLANE TO GET ACCESS TO INSURANCE CARRIERS SUCH AS ALLIANZ, AVIVA, AMERICAN EQUITY, ETC. I DEVOTE 20+ HOURS PER WEEK DURING TRADING HOURS TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajan Bhadresh Shah's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2019 - Present

SC WEALTH ADVISORS

Office #1: 2 Mid America Plaza Suite 725, Oakbrook Terrace, IL 60181

RIA

CRD#: 305201

Oakbrook Terrace, IL

Past

February 20, 2013 - January 17, 2014

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

WOODSTOCK, GA

Past

November 7, 2001 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

DOWNERS GROVE, IL

Past

November 7, 2001 - May 21, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

OAK BROOK, IL

Past

June 25, 2001 - August 13, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

June 8, 2001 - July 25, 2001

ADVANCED EQUITIES, INC.

CRD#: 35545

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/20/2019)

IAR

Texas
(2/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/7/2001

General Securities Representative Examination

Current Firm

SC WEALTH ADVISORS

SC WEALTH ADVISORS | SECURE CAPITAL WEALTH ADVISORS LLC | SECURE CAPITAL MANAGEMENT

CRD#: 305201 / SEC#:

Illinois

Registered Investment Advisory firm - (9/20/2019 Approved)

Texas

Registered Investment Advisory firm - (1/29/2021 Conditional Restricted)

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Contact information

Main Address

2 Mid America Plaza Suite 725, Oakbrook Terrace, IL 60181

Mailing Address

Phone number

(630) 735-2310

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 30,031,861

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Rajan B. Shah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajan Bhadresh Shah's CRS (Customer Relationship Summary).

Certified licenses

Experience

SC WEALTH ADVISORS

TAYLOR CAPITAL MANAGEMENT INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

ADVANCED EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2019

Series 7

Date: 6/7/2001

Current Firm

SC WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SC WEALTH ADVISORS

TRUST BUT VERIFY

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