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RP

Ronald A. Purpora

HARTFIELD, TITUS & DONNELLY
Jersey City, NJ 07310
Some features on this profile are disabled
CRD#: 4243419
RP

Professional summary

Ronald Angelo Purpora is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Jersey City, New Jersey.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2000. Ronald has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 52TO, SIE, Series 25, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Angelo Purpora's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2021 - Present

HARTFIELD, TITUS & DONNELLY, LLC

Office #1: 111 Town Square Place Suite 1500, Jersey City, NJ 07310
BD
CRD#: 7117
Jersey City, NJ
Past

January 31, 2012 - September 1, 2021

FIRST BROKERS SECURITIES LLC

BD
CRD#: 27369
JERSEY CITY, NJ
Past

February 13, 2002 - January 31, 2012

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ
Past

December 21, 2001 - January 22, 2002

GGET, LLC.

BD
CRD#: 107899
GREENWICH, CT
Past

September 6, 2000 - January 4, 2002

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

August 24, 2000 - September 5, 2000

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/7/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 25
Date: 8/14/2002
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 55
Date: 3/2/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/23/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/24/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HT
HARTFIELD, TITUS & DONNELLY, LLC
HARTFIELD, TITUS & DONNELLY, LLC | J. F. HARTFIELD & CO., INC.

CRD#: 7117 / SEC#: , 8-18974

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
111 Town Square Place, Jersey City, NJ 07310
Mailing Address
111 Town Square Place, Jersey City, NJ 07310
Phone number
(201) 217-5587
Established
New Jersey since 10/04/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PURPORA CONSULTING,INC.DIRECT OWNER
CALDAS, JOSEPH JAMESDIRECT OWNER501739
CARRINGTON, MICHAEL SUGHRUEDIRECT OWNER2716358
EMANUEL, PAUL JOSEPHDIRECT OWNER2330590
INFUSINO, RICHARD ANGELO JRDIRECT OWNER5668679
MUSTACCHIO, LOUIS JOSEPH JRDIRECT OWNER1656435
O'MALLEY, DEREK JOHNDIRECT OWNER4369620
PAULEY, MATTHEW CHRISTOPHERDIRECT OWNER2280671
FERRERI, CHRISTOPHER CHARLESDIRECT OWNER1677406
GEORGE, MICHAEL THEODOREFINOP & TREASURER
HOFFMAN, EDWARD KELLYDIRECT OWNER2295024
JOHNSON, MARYBETHDIRECT OWNER2123615
MCCUE, JAMES GERARDDIRECT OWNER2037468
MULVIHILL, CAROLYN CROWEDIRECT OWNER1968504
NOTINE, TODD ROBERTDIRECT OWNER1595766
PALLARINO, JOHN GUYDIRECT OWNER2282884
SMITH, EDWARD JOHNEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER4161601
VANDERBEEK, TAYLOR JAMESDIRECT OWNER6339397
VINJE, NATALIE GRIFFINDIRECT OWNER3135251

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARTFIELD, TITUS & DONNELLY, LLC

CRD#: 7117Jersey City, NJ 07310

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