Tonya A. Maddison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tonya Alicia Maddison, who also goes by Tonya A Maddison, Tonya Alicia Maddison, was a registered financial professional .
Tonya is a previously registered financial professional and started their career in finance in 2003. Tonya had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2018 - March 15, 2022
KESTRA INVESTMENT SERVICES, LLC
May 25, 2017 - October 10, 2017
FULCRUM CAPITAL MARKETS LLC
September 11, 2012 - December 11, 2015
KESTRA INVESTMENT SERVICES, LLC
August 9, 2010 - September 12, 2011
ADVANCED EQUITIES, INC.
January 20, 2010 - August 5, 2010
GARDEN STATE SECURITIES, INC.
November 6, 2009 - December 9, 2009
J.H. DARBIE & CO., INC.
April 3, 2007 - July 9, 2008
RBC CAPITAL MARKETS, LLC
April 6, 2006 - April 5, 2007
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
April 5, 2004 - April 3, 2006
OPPENHEIMER & CO. INC.
January 22, 2004 - March 3, 2004
TD AMERITRADE, INC.
August 25, 2003 - February 25, 2004
NATIONAL INVESTOR SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
