JM
Jared A. Meese
SHEARWATER CAPITAL
BALLWIN, MO
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CRD#: 4243017
JM
Professional summary
Jared Andrew Meese is a registered financial advisor currently at SHEARWATER CAPITAL located in Ballwin, Missouri.
Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jared has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jared Andrew Meese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2008 - Present
SHEARWATER CAPITAL
RIA
CRD#: 115399
BALLWIN, MO
Past
September 26, 2000 - June 7, 2001
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SHEARWATER CAPITAL
SHEARWATER CAPITAL | SHEARWATER CAPITAL, LLC
CRD#: 115399 / SEC#: 801-77787
RIA
Registered Investment Advisory firm - (4/2/2013 Approved)California
Registered Investment Advisory firm - (5/18/2013 Terminated)Colorado
Registered Investment Advisory firm - (4/19/2013 Terminated)Florida
Registered Investment Advisory firm - (4/18/2013 Terminated)Illinois
Registered Investment Advisory firm - (4/2/2013 Terminated)Missouri
Registered Investment Advisory firm - (4/18/2013 Terminated)Texas
Registered Investment Advisory firm - (4/18/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/25/2012)
IAR
Colorado(6/25/2012)
IAR
Florida(7/17/2012)
IAR
Illinois(6/22/2012)
IAR
Missouri(3/12/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SC
SHEARWATER CAPITAL
SHEARWATER CAPITAL | SHEARWATER CAPITAL, LLC
CRD#: 115399 / SEC#: 801-77787
RIA
Registered Investment Advisory firm - (4/2/2013 Approved)California
Registered Investment Advisory firm - (5/18/2013 Terminated)Colorado
Registered Investment Advisory firm - (4/19/2013 Terminated)Florida
Registered Investment Advisory firm - (4/18/2013 Terminated)Illinois
Registered Investment Advisory firm - (4/2/2013 Terminated)Missouri
Registered Investment Advisory firm - (4/18/2013 Terminated)Texas
Registered Investment Advisory firm - (4/18/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 S Colorado Blvd. Tower 1 Suite 2000-1148, Denver, CO 80222
Mailing Address
Po Box 100561, Denver, CO 80250
Phone number
(314) 434-4750
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 694 |
| AUM (Assets Under Management) | $ 348,161,272 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
