LP
Lillian M. Peters
SYNOVUS SECURITIES
Coral Gables, FL 33134
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CRD#: 4242886
LP
Professional summary
Lillian Martinez Peters, AIF®, CFP®, who also goes by Lillian Marie Martinez, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Coral Gables, Florida.
Lillian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lillian has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lillian Marie Martinez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Baptist Health of South Florida Foundation -Not Investment Related- 6855 Red Road, Suite 600 Coral Gables, FL 33143 - Foundation for not for profit healthcare system - Board Director- Start Date: September 2014 - 2-4 hours/month -1 hour during trading hours- Board member on board for Baptist Health of South Florida Foundation, attend board meetings, events, create awareness of centers of excellence within community 2) Florida International University College of Business Dean's Council - Not Investment Related - 11200 S.W. 8th Street, Miami, FL 33199 - Public University - Board Director - Start Date: May 2009 - 2-4 hours/month -1 hour during trading hours- Director on Board of College of Business Dean's Council, Provide advice on college programs, assist with community outreach efforts and provide mentorship for college students. 3) The Education Fund - Not Investment Related - 6713 Main Street Suite 240, Miami Lakes, FL 33014 - Non Profit Education Organization - Board Director - Start Date: July 2015 - 2-4 hours month- 1 hour during trading hours- Provide private sector leadership and support for innovation in public education, attend board meetings, network at two or more events, set policy and advise on programming and operations.
CRS (Client Relationship Summary) - RIA
Click below to view Lillian Martinez Peters's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lillian Martinez Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 4, 2023 - Present
SYNOVUS SECURITIES, INC.
Office #1: 121 Alhambra Plaza, Coral Gables, FL 33134RIA
BD
CRD#: 14023
Coral Gables, FL
Current
May 25, 2023 - Present
SYNOVUS SECURITIES, INC.
Office #1: 121 Alhambra Plaza, Coral Gables, FL 33134RIA
BD
CRD#: 14023
Coral Gables, FL
Past
November 23, 2016 - May 1, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Coral Gables, FL
Past
November 17, 2016 - April 25, 2019
CHERRY BEKAERT WEALTH MANAGEMENT LLC
RIA
CRD#: 108504
Coral Gables, FL
Past
September 17, 2015 - December 31, 2015
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
MIAMI, FL
Past
October 24, 2005 - December 11, 2014
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CORAL GABLES, FL
Past
August 18, 2000 - December 11, 2014
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CORAL GABLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(5/4/2023)
RR
Florida(5/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Coral Gables, FL 33134TRUST BUT VERIFY
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