AW
Alexander J. Wang
PASSCO CAPITAL
Irvine, CA 92614
Some features on this profile are disabled
CRD#: 4242788
AW
Professional summary
Alexander Joonhwi Wang, who also goes by Andy Joonhwi Wang, is a registered financial professional currently at PASSCO CAPITAL, INC. located in Irvine, California.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2001. Alexander has worked at 2 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 28, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andy Joonhwi Wang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexander Joonhwi Wang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2002 - Present
PASSCO CAPITAL, INC.
Office #1: 2050 Main Street Suite 650, Irvine, CA 92614Office #2: 2050 Main Street Suite 650, Irvine, CA 92614BD
CRD#: 117323
Irvine, CA
Past
June 13, 2001 - December 11, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2014)
RR
Alaska(4/18/2014)
RR
Arizona(4/18/2014)
RR
Arkansas(4/18/2014)
RR
California(7/3/2002)
RR
Colorado(4/18/2014)
RR
Connecticut(4/18/2014)
RR
Delaware(4/18/2014)
RR
District of Columbia(4/18/2014)
RR
Florida(4/18/2014)
RR
Georgia(4/18/2014)
RR
Hawaii(4/18/2014)
RR
Idaho(4/18/2014)
RR
Illinois(4/18/2014)
RR
Indiana(4/18/2014)
RR
Iowa(4/18/2014)
RR
Kansas(4/18/2014)
RR
Kentucky(4/18/2014)
RR
Louisiana(4/18/2014)
RR
Maine(4/18/2014)
RR
Maryland(4/18/2014)
RR
Massachusetts(4/18/2014)
RR
Michigan(4/18/2014)
RR
Minnesota(4/18/2014)
RR
Mississippi(4/18/2014)
RR
Missouri(4/18/2014)
RR
Montana(4/18/2014)
RR
Nebraska(4/18/2014)
RR
Nevada(4/18/2014)
RR
New Hampshire(4/18/2014)
RR
New Jersey(4/18/2014)
RR
New Mexico(4/18/2014)
RR
New York(4/18/2014)
RR
North Carolina(4/21/2014)
RR
North Dakota(4/18/2014)
RR
Ohio(4/18/2014)
RR
Oklahoma(4/18/2014)
RR
Oregon(4/18/2014)
RR
Pennsylvania(4/18/2014)
RR
Rhode Island(4/18/2014)
RR
South Carolina(4/18/2014)
RR
South Dakota(4/18/2014)
RR
Tennessee(4/18/2014)
RR
Texas(4/18/2014)
RR
Utah(4/18/2014)
RR
Vermont(4/18/2014)
RR
Virginia(4/18/2014)
RR
Washington(4/18/2014)
RR
West Virginia(4/18/2014)
RR
Wisconsin(4/18/2014)
RR
Wyoming(4/18/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 6/17/2025
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PASSCO CAPITAL, INC.
PASSCO CAPITAL, INC.
CRD#: 117323 / SEC#: , 8-53591
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2050 Main Street Suite 650, Irvine, CA 92614
Mailing Address
2050 Maiin Street Suite 650, Irvine, CA 92614
Phone number
(949) 442-1000
Established
California since 03/16/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
