Laurie A. Turley

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CRD#: 4242678

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laurie Ann Turley, who also goes by Laurie Ann Cervera, Laurie Ann Turley, was a registered financial professional .

Laurie is a previously registered financial professional and started their career in finance in 2000. Laurie had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Laurie Ann Cervera | Laurie Ann Turley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRAJAN WEALTH, LLC / INVESTMENT RELATED / 9375 E. SHEA BLVD., SCOTTSDALE AZ 85260 / 08/2009 / INSURANCE SALES / 50 HRS / 20 HRS RENTAL PROPERTIES IN AVONDALE, AZ SINCE 9/2008 SUGAR MOMMA'S BAKED GOODS, LLC / NOT INVESTMENT RELATED / 14666 WEST VILLAGE PARKWAY, LITCHFIELD PARK, AZ 85340 / HOME BAKED GOODS / OWNER - MANAGING MEMBER / FEBRUARY 12, 2018 / APPROX. 10 HOURS PER MONTH, 4 DURING TRADING HOURS / BAKING ITEMS AT HOME FOR SALE AT SOCCER GAMES AND SPECIAL EVENTS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 24, 2011 - June 24, 2024

TRAJAN WEALTH, L.L.C.

RIA

CRD#: 158847

GOODYEAR, AZ

Past

September 1, 2009 - April 7, 2010

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SCOTTSDALE, AZ

Past

December 14, 2007 - August 12, 2009

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

GOODYEAR, AZ

Past

November 19, 2007 - August 12, 2009

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

GOODYEAR, AZ

Past

January 5, 2005 - November 14, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

GOODYEAR, AZ

Past

September 17, 2004 - November 14, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

GOODYEAR, AZ

Past

August 20, 2001 - May 30, 2003

LUMENT SECURITIES, LLC

CRD#: 14840

COLUMBUS, OH

Past

January 3, 2001 - August 7, 2001

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

September 7, 2000 - August 7, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/10/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/5/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

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Contact information

Main Address

18700 North Hayden Road Suite 470, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 990-3300

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	15,595
AUM (Assets Under Management)	$ 1,969,683,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laurie A. Turley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

LUMENT SECURITIES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

TRAJAN WEALTH, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2004

Series 63

Date: 11/26/2001

Series 7

Date: 11/10/2004

Series 6

Date: 9/5/2000

Current Firm

TRAJAN WEALTH, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAJAN WEALTH, L.L.C.

TRUST BUT VERIFY

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