Michael A. Minter

FINANCIAL SYNERGIES

Houston, TX 77027

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CRD#: 4242438

Professional summary

Michael Alan Minter, CFP®, who also goes by Mike Minter, is a registered financial advisor currently at FINANCIAL SYNERGIES located in Houston, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 2 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Minter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Valiant Eagle Holdings, LLC, President, not investment related, real estate holdings, 10/2017, approx. 4 hours a month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alan Minter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 26, 2010 - Present

FINANCIAL SYNERGIES

Office #1: 4400 Post Oak Pkwy Suite 200, Houston, TX 77027

RIA

CRD#: 105643

Houston, TX

Past

November 14, 2000 - February 14, 2003

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SYNERGIES

FINANCIAL SYNERGIES | FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | FINANCIAL SYNERGIES PATHWAY | FINANCIAL SYNERGIES ASSET MANAGEMENT INC | FINANCIAL SYNERGIES ASSET MANAGEMENT

CRD#: 105643 / SEC#: 801-30106

RIA

Registered Investment Advisory firm - (7/30/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/26/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 11/13/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL SYNERGIES

FINANCIAL SYNERGIES | FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | FINANCIAL SYNERGIES PATHWAY | FINANCIAL SYNERGIES ASSET MANAGEMENT INC | FINANCIAL SYNERGIES ASSET MANAGEMENT

CRD#: 105643 / SEC#: 801-30106

RIA

Registered Investment Advisory firm - (7/30/1987 Approved)

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Contact information

Main Address

4400 Post Oak Pkwy Suite 200, Houston, TX 77027

Mailing Address

Phone number

(713) 623-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL SYNERGIES CURRENT ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	879
AUM (Assets Under Management)	$ 1,566,368,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Minter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alan Minter's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SYNERGIES

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

FINANCIAL SYNERGIES

State Registrations and Notice Filings

Exams

Series 6

Date: 11/13/2000

Current Firm

FINANCIAL SYNERGIES

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SYNERGIES

TRUST BUT VERIFY

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