Lawrence M. Mattera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Michael Mattera JR., who also goes by Larry Mattera, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2000. Lawrence had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - February 19, 2015
CITATION FINANCIAL GROUP, L.P.
March 12, 2012 - March 14, 2012
CITATION FINANCIAL GROUP, L.P.
March 12, 2012 - February 19, 2015
W.A. CAPITAL MARKETS
October 22, 2007 - February 29, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 16, 2006 - June 13, 2007
PREBON SECURITIES (USA) INC.
October 16, 2006 - October 29, 2007
PREBON FINANCIAL PRODUCTS INC.
September 30, 2004 - October 28, 2005
J.P. MORGAN SECURITIES LLC
August 9, 2000 - April 12, 2004
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
CITATION FINANCIAL GROUP, L.P.
CRD#: 28305 / SEC#: , 8-43632
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITATION MANAGEMENT GROUP INC. | CORPORATE GENERAL PARTNER | |
| JMX OF WESTERN NEW YORK, INC. | CORPORATE LIMITED PARTNER | |
| MILLAR, DOUGLAS MACARTHUR | CHIEF COMPLIANCE OFFICER | 1631198 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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