SJ
Shawn K. Jones
GALLACHER CAPITAL MANAGEMENT
Mesa, AZ 85210
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CRD#: 4242304
SJ
Professional summary
Shawn Kelly Jones, CFP® is a registered financial advisor currently at GALLACHER CAPITAL MANAGEMENT, LLC located in Mesa, Arizona.
Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Shawn has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 06/19/2014 - REGISTERED INVESTMENT ADVISOR DBA - GALLACHER CAPITAL MANAGEMENT, LLC - 85% - GILBERT, AZ (2) 6/2014 - SHAWN K JONES CFP, LLC/ LIFE INSURANCE & BUSINESS MANAGEMENT DBA ONLY/ 10%/ GILBERT, AZ (3) 6/2014 - GALLACHER CAPITAL MANAGEMENT / REGISTERED INVESTMENT ADVISOR / GILBERT, AZ (4) 06/2014 - NON-VARIABLE INSURANCE - BASED ON FINANCIAL PLANS NEEDS, I WILL BE WRITING THE FOLLOWING TYPES OF INSURANCE; LIFE, HEALTH, LONG TERM CARE, AND FIXED ANNUITIES - 5% OF TIME SPENT - GILBERT, AZ (5) 12/04/2014 - (HYBRID) GALLACHER CAPITAL MANAGEMENT, LLC - REGISTERED INVESTMENT ADVISOR DBA - TIME SPENT 80 HOURS PER MONTH -GILBERT, AZ (6) 04/29/2015 - NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 01/01/2015 - TIME SPENT 1 HR/MO DURING SECS TRDG HRS - COLORADO BROKERAGE GROUP-LIFE INSURANCE SALES
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Kelly Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 30, 2014 - Present
GALLACHER CAPITAL MANAGEMENT, LLC
Office #1: 1830 Alma School Rd. Ste 114, Mesa, AZ 85210RIA
CRD#: 113189
Mesa, AZ
Past
June 2, 2014 - June 30, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
GILBERT, AZ
Past
January 14, 2003 - June 5, 2014
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CHANDLER, AZ
Past
September 26, 2000 - June 4, 2014
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
CHANDLER, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING
CRD#: 113189 / SEC#: 801-68279
RIA
Registered Investment Advisory firm - (8/29/2007 Approved)Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/30/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING
CRD#: 113189 / SEC#: 801-68279
RIA
Registered Investment Advisory firm - (8/29/2007 Approved)Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10465 Park Meadows Dr #107, Lone Tree, CO 80124
Mailing Address
Phone number
(303) 708-1640
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,325 |
| AUM (Assets Under Management) | $ 487,814,567 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
