Richard M. Silverstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Melvin Silverstein, who also goes by Dick Silverstein, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1970. Richard had worked at 8 firms and has passed the Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1985 - November 26, 1986
VALUE EQUITIES CORPORATION
September 23, 1982 - May 1, 1986
SILVERSTEIN FINANCIAL SERVICES, INC.
June 13, 1978 - November 15, 1982
LPL FINANCIAL LLC
September 13, 1977 - July 30, 1978
DEAN WITTER & CO. INCORPORATED
April 18, 1977 - October 30, 1977
DREXEL BURNHAM LAMBERT INCORPORATED
August 30, 1976 - July 10, 1977
STERN, FRANK, MEYER & FOX, INCORPORATED
May 24, 1971 - February 20, 1975
CAPITAL SECURITIES COMPANY
May 25, 1970 - May 12, 1971
BELL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/6/1967
Registered Representative ExaminationSeries 00
Date: 5/11/1970
General Securities Principal ExaminationCurrent Firm
VALUE EQUITIES CORPORATION
CRD#: 13316 / SEC#: , 8-29070
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
