Gregory S. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory S Johnson was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2000. Gregory had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2016 - December 31, 2018
NEW ERA FINANCIAL STRATEGIES
May 7, 2015 - December 31, 2015
NEW ERA FINANCIAL STRATEGIES
April 12, 2012 - April 29, 2015
CETERA WEALTH SERVICES, LLC
August 13, 2008 - April 29, 2015
CETERA WEALTH SERVICES, LLC
November 26, 2007 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
November 13, 2002 - July 5, 2012
TRINITY FINANCIAL PARTNERS
August 9, 2000 - December 12, 2007
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NEW ERA FINANCIAL STRATEGIES
CRD#: 211511 / SEC#:
Contact information
Red Flags
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