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Roy Larsen

Roy Larsen

LARSEN WEALTH MANAGEMENT
Gainesville, GA
Some features on this profile are disabled
CRD#: 4241890
Roy Larsen

Professional summary

Roy Larsen, CFP® is a registered financial advisor currently at LARSEN WEALTH MANAGEMENT, LLC located in Gainesville, Georgia.

Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Roy has worked at 3 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roy Larsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

November 12, 2013 - Present

LARSEN WEALTH MANAGEMENT, LLC

RIA
CRD#: 169482
Gainesville, GA
Past

March 8, 2006 - November 27, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
CUMMING, GA
Past

February 17, 2006 - November 27, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
CUMMING, GA
Past

December 14, 2005 - February 17, 2006

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
ALPHARETTA, GA
Past

September 7, 2000 - February 17, 2006

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(11/12/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/8/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/11/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 2/13/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/20/2006
General Securities Principal Examination

Current Firm

LW
LARSEN WEALTH MANAGEMENT, LLC
LARSEN WEALTH MANAGEMENT, LLC | LARSEN, ROY

CRD#: 169482 / SEC#:

Georgia
Registered Investment Advisory firm - (11/12/2013 Approved)
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Contact information

Main Address
Gainesville, GA
Mailing Address
Phone number
(678) 696-8755
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts201
AUM (Assets Under Management)$ 41,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARSEN WEALTH MANAGEMENT, LLC

CRD#: 169482Gainesville, GA

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