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Mel Silvers

CRD# 424166·Registered 1969 - 1992
Previously Registered: Being a previously registered professional could mean that Mel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mel Silvers, who also goes by Mel Silverstein, was a registered financial advisor. Mel was a previously registered financial professional and started their career in finance 1969 - 1992. Mel had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mel Silverstein

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

BARBER & BRONSON INCORPORATED·CRD# 26582
BD
Miami, FL
April 24, 1992 - September 1, 1992
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 24, 1983 - May 23, 1986
MF GLOBAL INC.·CRD# 6731
BD
November 6, 1974 - May 31, 1978
ARTHUR LIPPER CORPORATION·CRD# 1000003
BD
June 16, 1971 - February 15, 1972
C. B. RICHARD, ELLIS & CO.·CRD# 124
BD
March 12, 1969 - June 16, 1971

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Current Firm

B&
BARBER & BRONSON INCORPORATED

BARBER & BRONSON INCORPORATED | BRONSON AND COMPANY

CRD#: 26582 / SEC#: 8-42667
BD
Terminated by SEC on 05/10/1999

Contact Information

Established

Florida since 07/13/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1992About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Mar 1967

Series 00 — General Securities Principal Examination

Passed Feb 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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