Mel Silvers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mel Silvers, who also goes by Mel Silverstein, was a registered financial professional .
Mel is a previously registered financial professional and started their career in finance in 1969. Mel had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1992 - September 1, 1992
BARBER & BRONSON INCORPORATED
February 24, 1983 - May 23, 1986
MORGAN STANLEY DW INC.
November 6, 1974 - May 31, 1978
MF GLOBAL INC.
June 16, 1971 - February 15, 1972
ARTHUR LIPPER CORPORATION
March 12, 1969 - June 16, 1971
C. B. RICHARD, ELLIS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1967
Registered Representative ExaminationSeries 00
Date: 2/24/1973
General Securities Principal ExaminationCurrent Firm
BARBER & BRONSON INCORPORATED
CRD#: 26582 / SEC#: , 8-42667
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
