Stephanie A. Rautio

Some features on this profile are disabled

CRD#: 4241490

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanie Ann Rautio, who also goes by Stephanie Ann Maatta, Stephanie Ann Rautio, was a registered financial professional .

Stephanie is a previously registered financial professional and started their career in finance in 2000. Stephanie had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephanie Ann Maatta | Stephanie Ann Rautio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME: RENTAL PROPERTY; ADDRESS: CHETEK, WI; INVESTMENT RELATED: NO; POSITION: PROPERTY OWNER; DUTIES: ENGAGED PROPERTY MANAGER; HOURS: N/A; START DATE: 01/2016; 2. TRILLIUM TAROT; ADDRESS: JIM FALLS, WI; INVESTMENT RELATED: NO; DUTIES: RECORD DECK WALKTHROUGH VIDEOS, WRITE ARTICLES, LIVESTREAM ON OCCASION. IT'S A HOBBY SO COULD VARY FROM TIME TO TIME, BUT WILL STICK TO TAROT AND DIVINATION THEME OVERALL; HOURS: LESS THEN 5; START DATE: 01/2022

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 15, 2024 - April 28, 2025

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

Eau Claire, WI

Past

January 15, 2024 - April 28, 2025

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

Eau Claire, WI

Past

May 30, 2023 - December 22, 2023

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

Los Angeles, CA

Past

May 30, 2023 - December 22, 2023

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Los Angeles, CA

Past

November 15, 2017 - April 25, 2023

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Jim Falls, WI

Past

November 15, 2017 - April 25, 2023

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

January 30, 2017 - November 9, 2017

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

EAU CLAIRE, WI

Past

September 14, 2016 - November 9, 2017

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

EAU CLAIRE, WI

Past

July 23, 2010 - September 14, 2016

FIRST LIBERTIES FINANCIAL

CRD#: 14432

CHIPPEWA FALLS, WI

Past

October 3, 2008 - January 8, 2009

KCD FINANCIAL, INC.

CRD#: 127473

DEPERE, WI

Past

April 14, 2008 - January 5, 2009

AMERICAN BEACON PARTNERS, INC.

CRD#: 15791

EAU CLAIRE, WI

Past

May 11, 2006 - August 10, 2007

INVEST FINANCIAL CORPORATION

CRD#: 12984

EAU CLAIRE, WI

Past

September 22, 2000 - September 1, 2005

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | LAWCO FINANCIAL L.L.C. | LARSONALLEN PRIVATE FINANCIAL ADVISORS | LARSONALLEN FINANCIAL, LLC | LARSONALLEN FINANCIAL

CRD#: 38357 / SEC#: 801-57242, 8-48239

RIA

Registered Investment Advisory firm - SEC (2/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/16/2006

General Securities Principal Examination

Current Firm

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | LAWCO FINANCIAL L.L.C. | LARSONALLEN PRIVATE FINANCIAL ADVISORS | LARSONALLEN FINANCIAL, LLC | LARSONALLEN FINANCIAL

CRD#: 38357 / SEC#: 801-57242, 8-48239

RIA

Registered Investment Advisory firm - SEC (2/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-1418

Mailing Address

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505

Phone number

(612) 376-4777

Established

Minnesota since 02/16/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

151

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 03/31/2025 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
CLIFTONLARSONALLEN LLP	SOLE MEMBER
BLAND, WILLIAM CLAYTON	CHIEF EXECUTIVE OFFICER	3259971
BUFFIE, BRIAN JACOB	CHIEF COMPLIANCE OFFICER	5532207
VAN HORRICK, JACLYN SUZANNE	PRINCIPAL FINANCIAL OFFICER	4587577
VAN HORRICK, JACLYN SUZANNE	PRINCIPAL OPERATIONS OFFICER	4587577
VAN HORRICK, JACLYN SUZANNE	FINANCIAL OPERATIONS PRINCIPAL	4587577

Regulatory assets under management

Total Number of Accounts	22,382
AUM (Assets Under Management)	$ 13,324,042,941

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/18/2025	Cover Page	Report
09/10/2024	Cover Page	Report
08/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephanie A. Rautio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

FIRST LIBERTIES FINANCIAL

KCD FINANCIAL, INC.

AMERICAN BEACON PARTNERS, INC.

INVEST FINANCIAL CORPORATION

CINCINNATI ANALYSTS, INC.

Primary Firm SEC Registration

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2017

Series 63

Date: 12/11/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2000

Series 24

Date: 11/16/2006

Current Firm

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors