Joseph C. Mcgrath
Professional summary
Joseph Craig Mcgrath, who also goes by Joseph C Mcgrath, Joseph Mcgrath, is a registered financial professional currently at STONEX FINANCIAL INC. located in Fort Lauderdale, Florida.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 6 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Craig Mcgrath's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2019 - Present
STONEX FINANCIAL INC.
Office #1: 200 East Las Olas Suite 1830, Fort Lauderdale, FL 33301February 5, 2007 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
June 6, 2006 - January 12, 2007
COWEN SECURITIES LLC
March 13, 2006 - June 7, 2006
IMPERIAL CAPITAL, LLC
January 7, 2005 - January 18, 2006
GUGGENHEIM SECURITIES, LLC
May 13, 2002 - December 17, 2004
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2022)
(5/1/2019)
(5/1/2019)
(5/1/2019)
(9/5/2024)
(1/4/2022)
(12/8/2022)
(5/1/2019)
(1/4/2022)
(1/4/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Fort Lauderdale, FL 33301TRUST BUT VERIFY
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