Joseph B. Silverman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Bonaventure Silverman, who also goes by Joseph Bonaventur Silverman, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1991. Joseph had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2010 - February 22, 2016
PLANNING SOLUTIONS GROUP, LLC
November 1, 2010 - February 17, 2016
TRIAD ADVISORS LLC
April 6, 2001 - November 17, 2010
OSAIC FA, INC.
March 23, 2001 - May 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 23, 2001 - November 17, 2010
OSAIC FA, INC.
March 20, 2000 - March 13, 2001
METROPOLITAN LIFE INSURANCE COMPANY
March 20, 2000 - March 13, 2001
MSI FINANCIAL SERVICES, INC.
September 19, 1997 - March 27, 2000
SIGNATOR INVESTORS, INC.
December 2, 1991 - August 29, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANNING SOLUTIONS GROUP, LLC
CRD#: 154118 / SEC#: 801-71722
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
