MN
Michael D. Napier
HORAN WEALTH
CINCINNATI, OH 45236
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CRD#: 4240419
MN
Professional summary
Michael Dunlap Napier, CFP® is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio and M HOLDINGS SECURITIES, INC. located in Forth Mitchell, Kentucky.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 31, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Michael Napier (Tax Preparation); 840 Twilight Drive, Crescent Springs KY 41017; Tax preparation; Not Investment Related; Owner; Tax preparation; 1/1/2005; 5 ho/mo; 0 ho/mo during trading hours. 2) HORAN Wealth Management; 8044 Montgomery Rd., Ste 640, Cincinnati, OH 45236; Registered Investment Adviser; IAR; Investment related; Sales, strategic direction, management; 1/10/2013; 144 ho/mo; 108 ho/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dunlap Napier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
July 7, 2025 - Present
HORAN WEALTH, LLC
Office #1: 8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236RIA
CRD#: 333974
CINCINNATI, OH
Current
March 4, 2025 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 207 Grandview Drive Suite 100, Forth Mitchell, KY 41017RIA
BD
CRD#: 43285
Forth Mitchell, KY
Past
January 10, 2013 - July 7, 2025
HORAN SECURITIES, INC.
RIA
CRD#: 40794
CINCINNATI, OH
Past
February 24, 2011 - March 5, 2025
HORAN SECURITIES, INC.
BD
CRD#: 40794
CINCINNATI, OH
Past
December 14, 2004 - May 17, 2005
ORION PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 125446
EDGEWOOD, KY
Past
May 23, 2003 - December 31, 2003
ORION PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 125446
EDGEWOOD, KY
Past
February 28, 2002 - March 3, 2005
NATIONAL PENSION & GROUP CONSULTANTS, INC
BD
CRD#: 613
KANSAS CITY, MO
Past
August 16, 2000 - August 27, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
Registered Investment Advisory firm - (4/9/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/16/2025)
RR
California(3/4/2025)
IAR
California(7/7/2025)
RR
Colorado(3/4/2025)
IAR
Colorado(7/7/2025)
RR
Connecticut(5/16/2025)
IAR
Connecticut(7/7/2025)
RR
Florida(3/4/2025)
IAR
Florida(7/17/2025)
RR
Georgia(5/16/2025)
IAR
Georgia(7/8/2025)
RR
Hawaii(7/14/2025)
RR
Idaho(5/16/2025)
IAR
Idaho(7/7/2025)
RR
Illinois(5/16/2025)
IAR
Illinois(7/7/2025)
RR
Indiana(3/4/2025)
IAR
Indiana(7/7/2025)
RR
Kentucky(3/4/2025)
IAR
Kentucky(7/7/2025)
RR
Maryland(5/16/2025)
RR
Massachusetts(5/16/2025)
RR
Michigan(5/16/2025)
IAR
Michigan(7/7/2025)
RR
Minnesota(7/21/2025)
RR
Missouri(5/16/2025)
RR
Montana(3/4/2025)
IAR
Montana(7/7/2025)
RR
New Jersey(5/16/2025)
IAR
New Jersey(7/7/2025)
RR
New Mexico(5/16/2025)
RR
New York(5/16/2025)
RR
North Carolina(5/19/2025)
RR
North Dakota(5/16/2025)
RR
Ohio(3/5/2025)
IAR
Ohio(7/9/2025)
RR
Oregon(5/22/2025)
RR
Pennsylvania(5/16/2025)
RR
Rhode Island(5/16/2025)
RR
South Carolina(6/23/2025)
IAR
South Carolina(7/7/2025)
RR
Tennessee(3/4/2025)
RR
Texas(5/16/2025)
IAR
Texas(7/7/2025)
RR
Utah(5/16/2025)
IAR
Utah(7/8/2025)
RR
Virginia(5/16/2025)
RR
Washington(3/4/2025)
IAR
Washington(7/7/2025)
IAR
Wisconsin(7/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
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Contact information
Main Address
8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 745-0707
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,364 |
| AUM (Assets Under Management) | $ 1,449,490,536 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORAN WEALTH, LLC
CRD#: 333974Cincinnati, OH 45236TRUST BUT VERIFY
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