Michael I. Silverberg

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CRD#: 424015

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Isaac Silverberg was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Lovins Group; www.lovinsgroup.com; 09/25/2018; Advisory Board Member; Attend quarterly board meetings; Investment Related; 2 hours/month; 1 hour/month during business hours; No Compensation. 2) M Holdings Securities dba Lindberg & Ripple; 29 South Main Street, suite 311 West Hartford, CT 06107; 01/10/2014; Senior Advisor; Sales and Service of Fixed & Variable Life Insurance; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 14, 2024 - September 2, 2025

LRI INVESTMENTS

RIA

CRD#: 323556

West Hartford, CT

Past

January 15, 2016 - April 1, 2024

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

WEST HARTFORD, CT

Past

January 15, 2016 - September 4, 2025

M HOLDINGS SECURITIES, INC.

CRD#: 43285

WEST HARTFORD, CT

Past

August 19, 2011 - January 15, 2016

ESSEX FINANCIAL SERVICES, INC.

RIA

CRD#: 127549

ESSEX, CT

Past

December 2, 2003 - January 15, 2016

ESSEX FINANCIAL SERVICES, INC.

CRD#: 127549

ESSEX, CT

Past

July 18, 1989 - December 1, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

December 16, 1987 - July 27, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 24, 1986 - January 12, 1988

BROAD REACH CAPITAL, INC.

CRD#: 10045

Past

November 8, 1985 - October 28, 1986

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

June 29, 1971 - November 26, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

August 1, 1969 - July 14, 1971

CNA INVESTOR SERVICES, INC.

CRD#: 163

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/23/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 7/24/1969

Registered Representative Examination

Current Firm

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

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Contact information

Main Address

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 323-2265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LRI INVESTMENTS, LLC DISCLOSURE BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,295
AUM (Assets Under Management)	$ 1,404,038,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael I. Silverberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

ESSEX FINANCIAL SERVICES, INC.

ESSEX FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

BROAD REACH CAPITAL, INC.

LINSCO FINANCIAL GROUP, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CNA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

LRI INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/1988

Series 7TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 7/24/1969

Current Firm

LRI INVESTMENTS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LRI INVESTMENTS

TRUST BUT VERIFY

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