Jonathan M. Dease
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Michael Dease was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2000. Jonathan had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2025 - January 26, 2026
ASHFORD SECURITIES LLC
September 1, 2016 - May 6, 2025
PREFERRED CAPITAL SECURITIES, LLC
July 20, 2015 - September 2, 2016
PROVASI CAPITAL PARTNERS LP
January 9, 2012 - April 8, 2015
GRIFFIN CAPITAL SECURITIES, LLC
February 1, 2011 - November 28, 2011
GRUBB & ELLIS CAPITAL CORPORATION
May 11, 2009 - August 9, 2011
GRUBB & ELLIS SECURITIES, INC.
October 19, 2000 - February 10, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ASHFORD SECURITIES LLC
CRD#: 305330 / SEC#: , 8-70405
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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