Samantha L. Dean

AERIE ADVISORY GROUP LLC

GIG HARBOR, WA 98335

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CRD#: 4240063

Professional summary

Samantha L Dean, CFP® is a registered financial advisor currently at AERIE ADVISORY GROUP LLC located in Gig Harbor, Washington.

Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Samantha has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha L Dean's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 16, 2025 - Present

AERIE ADVISORY GROUP LLC

Office #1: 3025 Harborview Drive, Gig Harbor, WA 98335

RIA

CRD#: 333610

GIG HARBOR, WA

Past

February 18, 2025 - April 23, 2025

AERIE ADVISORY GROUP LLC

RIA

CRD#: 333610

GIG HARBOR, WA

Past

December 5, 2014 - October 3, 2016

PRESIDIO CAPITAL ADVISORS LLC

RIA

CRD#: 108531

BETHESDA, MD

Past

June 20, 2007 - December 8, 2014

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

POTOMAC, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AERIE ADVISORY GROUP LLC

AERIE ADVISORY GROUP LLC | AERIE ADVISORY GROUP, LLC

CRD#: 333610 / SEC#: 801-131472

RIA

Registered Investment Advisory firm - (11/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2007

Uniform Investment Adviser Law Examination

Current Firm

AERIE ADVISORY GROUP LLC

AERIE ADVISORY GROUP LLC | AERIE ADVISORY GROUP, LLC

CRD#: 333610 / SEC#: 801-131472

RIA

Registered Investment Advisory firm - (11/19/2024 Approved)

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Contact information

Main Address

3025 Harborview Drive, Gig Harbor, WA 98335

Mailing Address

Phone number

(253) 209-7425

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- AERIE ADVISORY GROUP LLC (9/19/2025)

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 742,402,138

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samantha L. Dean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha L Dean's CRS (Customer Relationship Summary).

Certified licenses

Experience

AERIE ADVISORY GROUP LLC

AERIE ADVISORY GROUP LLC

PRESIDIO CAPITAL ADVISORS LLC

CONVERGENT WEALTH ADVISORS, LLC

Primary Firm SEC Registration

AERIE ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2007

Current Firm

AERIE ADVISORY GROUP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AERIE ADVISORY GROUP LLC

TRUST BUT VERIFY

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