Laurie M. Peer

RKL PRIVATE WEALTH

WYOMISSING, PA 19610

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CRD#: 4239738

Professional summary

Laurie Michele Peer, CFP® is a registered financial advisor currently at RKL PRIVATE WEALTH located in Wyomissing, Pennsylvania.

Laurie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Laurie has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Partner of RKL LLP, the parent company of RKL Wealth. 2) Berks County Estate Planning Council, President: 237 Court Street Reading PA 19601; non profit; not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurie Michele Peer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 12, 2016 - Present

RKL PRIVATE WEALTH

Office #1: 1330 Broadcasting Road, Wyomissing, PA 19610

RIA

CRD#: 122693

WYOMISSING, PA

Past

January 3, 2007 - February 12, 2016

STERLING FINANCIAL ADVISORS, LLC

RIA

CRD#: 111962

WYOMISSING, PA

Past

August 17, 2006 - December 31, 2006

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

WYOMISSING, PA

Past

March 31, 2005 - August 15, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

WYOMISSING, PA

Past

April 3, 2002 - May 18, 2004

STERLING FINANCIAL ADVISORS, LLC

RIA

CRD#: 111962

WYOMISSING, PA

Past

January 19, 2001 - July 25, 2003

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

WYOMISSING, PA

Past

October 31, 2000 - July 24, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RKL PRIVATE WEALTH

KUNTZ LESHER CAPITAL LLC | RKL WEALTH MANAGEMENT LLC | RKL PRIVATE WEALTH

CRD#: 122693 / SEC#: 801-66968

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/2000

General Securities Representative Examination

Current Firm

RKL PRIVATE WEALTH

KUNTZ LESHER CAPITAL LLC | RKL WEALTH MANAGEMENT LLC | RKL PRIVATE WEALTH

CRD#: 122693 / SEC#: 801-66968

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2006 Terminated)

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Contact information

Main Address

1800 Fruitville Pike, Lancaster, PA 17601

Mailing Address

P.o. Box 8408, Lancaster, PA 17604

Phone number

(717) 399-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RKL WEALTH MANAGEMENT LLC - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,090
AUM (Assets Under Management)	$ 2,128,225,509

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2025	Cover Page	Report
11/22/2024	Cover Page	Report
01/02/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laurie M. Peer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurie Michele Peer's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERLING FINANCIAL ADVISORS, LLC

GENEOS WEALTH MANAGEMENT, INC.

WALNUT STREET SECURITIES, INC.

STERLING FINANCIAL ADVISORS, LLC

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

RKL PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2000

Series 7

Date: 10/30/2000

Current Firm

RKL PRIVATE WEALTH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RKL PRIVATE WEALTH

TRUST BUT VERIFY

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