Matthew A. Juffer

ANDERSEN

DES MOINES, IA 50309

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CRD#: 4239679

Professional summary

Matthew Allan Juffer, CFP® is a registered financial advisor currently at ANDERSEN located in Des Moines, Iowa.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)HJN ADVISORS LLP; PARTNER; IAR OF RIA; START DATE:11/19/2009; 5 HRS/MO DURING BUSINESS HOURS IN WINDING DOWN THE BUSINESS AND TRANSITIONING CLIENTS TO ANDERSEN TAX LLC 2.) JUFFER FAMILY TRUST TRUSTEE TRUSTEE OR OTHER FIDUCIARY POSITION START DATE: 5/20/2009 3.) PAULINE JUFFER TRUST TRUSTEE TRUSTEE OR OTHER FIDUCIARY POSITION START DATE: 5/20/2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allan Juffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 11, 2023 - Present

ANDERSEN

Office #1: 666 Grand Ave, Suite 2400, Des Moines, IA 50309

RIA

CRD#: 124205

DES MOINES, IA

Past

September 2, 2014 - October 13, 2014

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

DES MOINES, IA

Past

December 8, 2010 - September 18, 2024

HJN ADVISORS, LLP

RIA

CRD#: 154983

DES MOINES, IA

Past

April 7, 2009 - January 21, 2011

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

DES MOINES, IA

Past

March 11, 2008 - May 3, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DES MOINES, IA

Past

February 7, 2001 - November 16, 2005

KPMG INVESTMENT ADVISORS

RIA

CRD#: 111778

DES MOINES, IA

Past

August 3, 2000 - November 10, 2000

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDERSEN

ANDERSEN | WTAS LLC | WEALTH AND TAX ADVISORY SERVICES, INC. | ANDERSEN TAX LLC

CRD#: 124205 / SEC#: 801-61693

RIA

Registered Investment Advisory firm - (1/9/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/25/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/10/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/13/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANDERSEN

ANDERSEN | WTAS LLC | WEALTH AND TAX ADVISORY SERVICES, INC. | ANDERSEN TAX LLC

CRD#: 124205 / SEC#: 801-61693

RIA

Registered Investment Advisory firm - (1/9/2003 Approved)

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Contact information

Main Address

1861 International Drive Suite 501, Mclean, VA 22102

Mailing Address

Phone number

(571) 382-0020

Established

Firm type

Fiscal year end

# of Employees

1,970

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDERSEN FORM ADV PART 1A 3-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	584
AUM (Assets Under Management)	$ 6,080,097,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/13/2025	Cover Page	Report
01/22/2024	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew A. Juffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allan Juffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

HJN ADVISORS, LLP

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

KPMG INVESTMENT ADVISORS

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

ANDERSEN

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/2008

Series 65

Date: 10/10/2000

SIE

Date: 10/13/2014

Series 7

Date: 3/10/2008

Series 6

Date: 8/2/2000

Current Firm

ANDERSEN

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ANDERSEN

TRUST BUT VERIFY

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