Scott A. Larsen

AMPLIFY INVESTMENTS

LISLE, IL 60532

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CRD#: 4239309

Professional summary

Scott Andrew Larsen is a registered financial advisor currently at AMPLIFY INVESTMENTS LLC located in Lisle, Illinois and FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Amplify Investments LLC; Investment Related; sales and marketing;; Lisle, IL; 6/2025; Head of Strategic Development; Run new product innovation and various strategic growth initiatives with sales, marketing, key accounts and senior managements; 200 Hrs./Mo. 150 Hrs. Trading. 2) Impact Baseball Club NFP; Not Investment Related; Travel Baseball program; Wheaton, IL; 02/2022; President; organize and run board meetings and other program related activities; 20 Hrs/Mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Andrew Larsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2026 - Present

AMPLIFY INVESTMENTS LLC

Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532

RIA

CRD#: 173781

LISLE, IL

Current

July 9, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532

CRD#: 46106

Lisle, IL

Past

March 4, 2014 - June 12, 2025

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

CHICAGO, IL

Past

May 10, 2004 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

LISLE, IL

Past

February 10, 2003 - June 12, 2025

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

chicago, IL

Past

November 6, 2001 - January 13, 2003

BONDWAVE LLC

CRD#: 113229

WHEATON, IL

Past

September 7, 2000 - July 2, 2001

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPLIFY INVESTMENTS LLC

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/9/2025)

IAR

Illinois
(8/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMPLIFY INVESTMENTS LLC

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

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Contact information

Main Address

3333 Warrenville Road #350, Lisle, IL 60532

Mailing Address

Phone number

(630) 487-2530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMPLIFY INVESTMENTS ADV PART 2 12-31-2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 10,091,060,461

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Larsen

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Andrew Larsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

GUGGENHEIM INVESTMENTS

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BONDWAVE LLC

FIRST TRUST PORTFOLIOS L.P.

Primary Firm SEC Registration

AMPLIFY INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2004

Series 63

Date: 11/14/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2000

Series 24

Date: 3/3/2007

FINRA

Current Firm

AMPLIFY INVESTMENTS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPLIFY INVESTMENTS LLC

TRUST BUT VERIFY

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