Nikolaos Stavrianopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikolaos Stavrianopoulos, who also goes by Nick Stravos, Nicky Stravos, was a registered financial professional .
Nikolaos is a previously registered financial professional and started their career in finance in 2000. Nikolaos had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2018 - July 13, 2020
STAVRIANOPOULOS CAPITAL, INC
April 29, 2016 - August 15, 2017
KOVACK ADVISORS, INC.
April 29, 2016 - August 15, 2017
KOVACK SECURITIES INC.
January 12, 2016 - May 2, 2016
RIDGEWAY CONGER ADVISORY SERVICES
January 10, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
April 16, 2012 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
April 16, 2012 - May 2, 2016
ADIRONDACK TRADING GROUP LLC
December 12, 2011 - April 26, 2012
JTF PRIVATE WEALTH MANAGEMENT, LLC
July 15, 2011 - April 26, 2012
JOHN THOMAS FINANCIAL
November 12, 2009 - July 13, 2011
SUMMIT BROKERAGE SERVICES, INC.
October 19, 2000 - November 30, 2009
SECURITIES AMERICA, INC.
August 25, 2000 - October 23, 2000
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STAVRIANOPOULOS CAPITAL, INC
CRD#: 289918 / SEC#:
Contact information
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