OC
Oscar J. Castellanos
PROVENANCE WEALTH ADVISORS
MIAMI, FL 33131
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CRD#: 4238841
OC
Professional summary
Oscar Jesus Castellanos is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Miami, Florida and PWA SECURITIES, LLC located in Miami, Florida.
Oscar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Oscar has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: 1643 sw 67 ave LLC Address: 1643 sw 67 ave, miami, FL, 33155, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: No Start Date: 04/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This building belongs to my father. I help him manage it. My duties are:Collect RentCo-Manage day to Day (2)Name of Business: Global Investment, LLC Address: 8842 SW 59 St, miami, FL, 33173, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 10/31/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC for tax purposes to process compensation from PWA. (3)Name of Business: Keys Decisions llc Address: 8842 SW 59 St, miami, FL, 33173, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/04/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive investor - Rental Property. (4)Name of Business: Provenance wealth advisors Address: 9200 South Dadeland Blvd #414, Miami, FL, 33173, United States Activity Type: Independent RIA Position/Title: IAR Investment Related: Yes Start Date: 10/31/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor (5)Name of Business: Fixed Insurance Address: 9200 South Dadeland Blvd #412, Miami, FL, 33173, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/12/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sell non variable insurance
CRS (Client Relationship Summary) - RIA
Click below to view Oscar Jesus Castellanos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2018 - Present
PROVENANCE WEALTH ADVISORS
Office #1: 200 South Biscayne Boulevard 8th Floor, Miami, FL 33131RIA
CRD#: 126529
MIAMI, FL
Current
August 25, 2023 - Present
PWA SECURITIES, LLC
Office #1: 9200 S Dadeland Blvd., Suite 412, Miami, FL 33156BD
CRD#: 321974
Miami, FL
Past
November 6, 2017 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Miami, FL
Past
October 30, 2017 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MIAMI, FL
Past
February 13, 2013 - October 30, 2017
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CORAL GABLES, FL
Past
February 13, 2013 - October 30, 2017
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CORAL GABLES, FL
Past
October 16, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
CORAL GABLES, FL
Past
October 6, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
CORAL GABLES, FL
Past
April 4, 2007 - October 7, 2009
COLONIAL ASSET MANAGEMENT INC
RIA
CRD#: 108950
MIAMI, FL
Past
March 23, 2007 - October 7, 2009
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
MIAMI, FL
Past
November 1, 2004 - March 26, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
CORAL GABLES, FL
Past
January 15, 2002 - March 26, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
CORAL GABLES, FL
Past
August 11, 2000 - January 3, 2002
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/25/2023)
IAR
California(8/28/2023)
RR
Connecticut(8/25/2023)
IAR
Connecticut(8/28/2023)
IAR
Florida(7/6/2018)
RR
Florida(8/25/2023)
IAR
Illinois(9/6/2023)
RR
Maryland(8/25/2023)
IAR
Maryland(8/25/2023)
RR
Massachusetts(10/4/2023)
RR
New York(8/25/2023)
IAR
New York(8/25/2023)
RR
Oregon(8/25/2023)
IAR
Pennsylvania(8/28/2023)
RR
Puerto Rico(8/25/2023)
IAR
Puerto Rico(12/23/2024)
RR
South Carolina(8/25/2023)
RR
Texas(8/25/2023)
IAR
Virginia(8/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301
Mailing Address
Phone number
(954) 712-8888
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,221 |
| AUM (Assets Under Management) | $ 3,523,875,805 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVENANCE WEALTH ADVISORS
CRD#: 126529Miami, FL 33131TRUST BUT VERIFY
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