Christopher M. Palermo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Palermo, who also goes by Chris Palermo, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2013 - March 14, 2016
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
August 18, 2010 - January 13, 2012
NATIONAL SECURITIES CORPORATION
August 14, 2008 - August 20, 2010
NWT FINANCIAL GROUP, LLC
July 25, 2007 - August 5, 2008
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
July 21, 2006 - July 20, 2007
NEWBRIDGE SECURITIES CORPORATION
May 26, 2006 - August 16, 2006
GREAT EASTERN SECURITIES, INC.
June 9, 2005 - May 26, 2006
GUNNALLEN FINANCIAL, INC
May 4, 2005 - May 19, 2005
MILESTONE GROUP MANAGEMENT LLC
September 4, 2003 - March 7, 2005
J.P. TURNER & COMPANY, L.L.C.
May 27, 2003 - September 2, 2003
MILESTONE GROUP MANAGEMENT LLC
March 6, 2003 - May 28, 2003
GUNNALLEN FINANCIAL, INC
March 22, 2002 - March 5, 2003
MILESTONE FINANCIAL SERVICES, INC.
March 5, 2002 - April 19, 2002
SCHNEIDER SECURITIES, INC.
January 9, 2001 - March 14, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
