Mark J. Dennis
Professional summary
Mark James Dennis is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Austin, Texas and DFA SECURITIES LLC located in Austin, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark James Dennis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2011 - Present
DIMENSIONAL FUND ADVISORS LP
Office #1: 6300 Bee Cave Road Building One, Austin, TX 78746May 26, 2011 - Present
DFA SECURITIES LLC
Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746July 13, 2007 - December 31, 2010
MORGAN STANLEY & CO. LLC
July 12, 2007 - April 13, 2011
MORGAN STANLEY & CO. LLC
July 1, 2005 - June 19, 2007
GOLDMAN SACHS & CO. LLC
July 17, 2003 - June 15, 2005
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
July 10, 2003 - June 15, 2005
DWS DISTRIBUTORS, INC.
August 22, 2001 - May 19, 2003
MORGAN STANLEY DW INC.
May 21, 2001 - May 19, 2003
MORGAN STANLEY DW INC.
January 30, 2001 - April 25, 2001
J.P. MORGAN SECURITIES LLC
October 19, 2000 - January 23, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
