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MH

Margaret A. Humphrey

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CRD#: 4238668
MH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Margaret A Humphrey, who also goes by Margaret A Pochyla, was a registered financial professional .

Margaret is a previously registered financial professional and started their career in finance in 2001. Margaret had worked at 6 firms and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Margaret A Pochyla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 3, 2024 - January 12, 2026

JAG TRADING L.L.C.

BD
CRD#: 114061
WEST BLOOMFIELD, MI
Past

September 8, 2022 - March 31, 2023

JAG TRADING L.L.C.

BD
CRD#: 114061
WEST BLOOMFIELD, MI
Past

February 16, 2020 - November 10, 2020

GENEVA STOCK, L.L.C.

BD
CRD#: 104435
GURNEE, IL
Past

January 2, 2018 - March 3, 2018

SUMO CAPITAL, LLC

BD
CRD#: 146310
CHICAGO, IL
Past

January 7, 2016 - January 19, 2016

JAG TRADING L.L.C.

BD
CRD#: 114061
WEST BLOOMFIELD, MI
Past

January 29, 2013 - March 27, 2013

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
NEW YORK, NY
Past

January 5, 2011 - March 17, 2011

JAG TRADING L.L.C.

BD
CRD#: 114061
WEST BLOOMFIELD, MI
Past

January 7, 2008 - June 3, 2009

MIDDLE MARKET TRANSACTIONS, INC.

BD
CRD#: 133062
ST. LOUIS, MO
Past

November 21, 2001 - October 5, 2005

S&L, L.L.C.

BD
CRD#: 47524
NORTHBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 1/7/2016
Financial and Operations Principal Examination

Current Firm

JT
JAG TRADING L.L.C.
JAG TRADING L.L.C.

CRD#: 114061 / SEC#: , 8-53408

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322
Mailing Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322
Phone number
(248) 757-2758
Established
Delaware since 06/15/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BAUER, CRAIG EVANMANAGING MEMBER, CCO4422849
BAUER, ALANA ZORNINVESTING MEMBER
SLOAN, JACQUELINE LEEFINANCIAL & OPERATIONS PRINCIPAL

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JAG TRADING L.L.C.

CRD#: 114061

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