Margaret A. Humphrey
Professional summary
Margaret A Humphrey, who also goes by Margaret A Pochyla, is a registered financial professional currently at JAG TRADING L.L.C. located in West Bloomfield, Michigan.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 2001. Margaret has worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret A Humphrey's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2024 - Present
JAG TRADING L.L.C.
Office #1: 7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322September 8, 2022 - March 31, 2023
JAG TRADING L.L.C.
February 16, 2020 - November 10, 2020
GENEVA STOCK, L.L.C.
January 2, 2018 - March 3, 2018
SUMO CAPITAL, LLC
January 7, 2016 - January 19, 2016
JAG TRADING L.L.C.
January 29, 2013 - March 27, 2013
VOLANT LIQUIDITY, LLC
January 5, 2011 - March 17, 2011
JAG TRADING L.L.C.
January 7, 2008 - June 3, 2009
MIDDLE MARKET TRANSACTIONS, INC.
November 21, 2001 - October 5, 2005
S&L, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
JAG TRADING L.L.C.
CRD#: 114061 / SEC#: , 8-53408
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAUER, CRAIG EVAN | MANAGING MEMBER, CCO | 4422849 |
| BAUER, ALANA ZORN | INVESTING MEMBER | |
| SLOAN, JACQUELINE LEE | FINANCIAL & OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 4 |
Red Flags
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