Peter G. Amato
Professional summary
Peter Gaetano Amato was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter Gaetano Amato, who also goes by Pietro Gaetano Amato, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2001. Peter had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2008 - November 7, 2008
JOHN THOMAS FINANCIAL
September 14, 2007 - January 30, 2008
WINDSOR STREET CAPITAL, LP
November 27, 2006 - August 6, 2007
MAX INTERNATIONAL BROKER/DEALER CORP.
April 25, 2006 - July 12, 2006
INVESTORS CAPITAL CORP.
July 27, 2005 - April 25, 2006
MAX INTERNATIONAL BROKER/DEALER CORP.
January 22, 2004 - June 16, 2005
NATIONAL SECURITIES CORPORATION
October 25, 2001 - January 29, 2004
CONTINENTAL BROKER-DEALER CORP.
January 4, 2001 - October 4, 2001
MAX INTERNATIONAL BROKER/DEALER CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JOHN THOMAS FINANCIAL
CRD#: 40982 / SEC#: , 8-49254
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASTELLANO, JOSEPH LOUIS | CHIEF COMPLIANCE OFFICER | 1158479 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 18 |
Red Flags
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