Louis Francis Sill
Professional Summary
Louis Francis Sill was a registered financial advisor. Louis was a previously registered financial professional and started their career in finance 1969 - 2015. Louis had worked at 17 firms and has passed the Series 63, SIE, Series 7, PC, Series 000, Series 1, Series 8 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
NEW RYE CAPITAL, LLC | NEW RYE SECURITIES, LLC
Contact Information
Established
Delaware since 07/17/2012Firm Type
CorporationFiscal Year End
SeptemberDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Mar 1977Series 000 — General Securities Principal Examination
Passed Jun 1969Series 1 — Registered Representative Examination
Passed Jun 1969Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1992Series 40 — Registered Principal Examination
Passed Jul 1971Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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