Denise Ann Downey
CFP®Professional Summary
Denise Ann Downey, CFP®, who also goes by Denise Ann Hoholik, Denise Ann Kubiak, is a registered financial advisor currently at FINANCIAL TREX, LLC located in Spokane, Washington. Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Denise has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Investment Management
- Business Services
- Retirement Planning
- Financial Planning
- Cashflow & Budgeting
- Estate & Legacy Planning
- Education Funding
Other Aliases
Denise Ann Hoholik, Denise Ann Kubiak
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL TREX, LLC
Contact Information
Main Address
Spokane, WAMailing Address
Po Box 8812, Spokane, WA 99203Phone Number
(773) 688-8739# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
8AUM (Assets Under Management)
$4,048,519Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/18/2021)
(6/21/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Denise Ann Downey's CRS (Customer Relationship Summary).
Services Offered by Denise
- Investment Management
- Business Services
- Retirement Planning
- Financial Planning
- Cashflow & Budgeting
- Estate & Legacy Planning
- Education Funding
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