Denise A. Downey
Professional summary
Denise Ann Downey, CFP®, who also goes by Denise Ann Hoholik, Denise Ann Kubiak, is a registered financial advisor currently at FINANCIAL TREX, LLC located in Spokane, Washington.
Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Denise has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Denise Ann Downey's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
June 21, 2016 - Present
FINANCIAL TREX, LLC
November 16, 2007 - March 11, 2015
STRATEGIC ADVISERS LLC
September 11, 2007 - March 9, 2015
FIDELITY BROKERAGE SERVICES LLC
July 5, 2006 - August 21, 2006
J.P. MORGAN SECURITIES INC.
December 16, 2004 - July 24, 2007
CHASE INVESTMENT SERVICES CORP.
December 16, 2002 - May 1, 2006
BANC ONE SECURITIES CORPORATION
November 1, 2001 - November 8, 2001
WOODBURY FINANCIAL SERVICES, INC.
September 11, 2000 - August 15, 2001
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2021)
(6/21/2016)
Exams
Current Firm
FINANCIAL TREX, LLC
CRD#: 283951 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 3,600,398 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
