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RS

Ranjit S. Survanshi

BOWEN
Plymouth, MA 02360
Some features on this profile are disabled
CRD#: 4237903
RS

Professional summary

Ranjit Satish Survanshi is a registered financial professional currently at BOWEN, INC. located in Plymouth, Massachusetts.

Ranjit is registered as a RR (Registered Representative) and started their career in finance in 2007. Ranjit has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ranjit Satish Survanshi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 2007 - Present

BOWEN, INC.

Office #1: 34 Main Street Extension Suite 203, Plymouth, MA 02360
BD
CRD#: 142930
Plymouth, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/19/2007)
RR
Massachusetts
(11/19/2007)
RR
New York
(5/16/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BI
BOWEN, INC.
BOWEN ADVISORS, INC. | BOWEN, INC.

CRD#: 142930 / SEC#: , 8-67510

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
34 Main Street Extension Suite 203, Plymouth, MA 02360
Mailing Address
34 Main Street Extension Suite 203, Plymouth, MA 02360
Phone number
(617) 245-1666
Established
Delaware since 01/02/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BOWEN, PAUL IVAN IIIPRESIDENT/TREASURER/FINOP/CCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOWEN, INC.

CRD#: 142930Plymouth, MA 02360

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