BV

Bethany M. Vuolo

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CRD#: 4237829
BV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bethany Marquis Vuolo, who also goes by Bethany Ann Marquis, was a registered financial professional .

Bethany is a previously registered financial professional and started their career in finance in 2000. Bethany had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bethany Ann Marquis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 4, 2022 - August 14, 2023

GUIDEDQUEST, LLC

RIA
CRD#: 281977
STAFFORD, VA
Past

November 22, 2000 - April 25, 2002

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


GL
GUIDEDQUEST, LLC
GUIDEDQUEST, LLC | HOLISTIC ADVISORY SERVICES, LLC

CRD#: 281977 / SEC#:

Florida
Registered Investment Advisory firm - (7/17/2018 Approved)
South Carolina
Registered Investment Advisory firm - (8/7/2022 Approved)
Texas
Registered Investment Advisory firm - (2/11/2020 Conditional Restricted)
Virginia
Registered Investment Advisory firm - (6/3/2016 Approved)
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Contact information


Main Address
Stafford, VA
Mailing Address
Phone number
(540) 659-0300
Established
Firm type
Fiscal year end
# of Employees
4

Red Flags


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Company Information


GUIDEDQUEST, LLC

CRD#: 281977

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